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Austin Leroy Goheen

Pershing LLC

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About Austin Leroy Goheen

Austin Leroy Goheen is a financial advisor with Pershing LLC and Pershing Advisor Solutions LLC. Austin has been in the industry since 2024 and holds a Series 63, Series 7TO, and SIE. Austin is registered to sell securities in all 50 states, Puerto Rico and the Virgin Islands.

Firm Information

Austin Goheen is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Austin Goheen’s Registration & Firm History

PA

01/05/2024 - Present

Pershing LLC (Pittsburgh PA)

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Licenses & Designations

BC

Issued 02/02/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/05/2024

Series 7TO - General Securities Representative Examination

BC

Issued 09/22/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Austin Leroy Goheen.
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