Unclaimed
Austin Stovall is a registered representative with Apex Clearing Corp. Austin is also a Series 7, Series 99, and SIE licensed professional. Austin began working at Apex Clearing Corp. in November 2018 and has been with the firm since that time. Austin has been in the financial services industry since 2019. Austin is based in Dallas, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/24/2022 - Present
Apex Clearing Corp. (DALLAS TX)
TX
11/13/2018 - 03/11/2022
APEX CLEARING CORPORATION (DALLAS TX)
BC
Issued 04/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2018
Series 99 - Operations Professional Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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