Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Lee Carroll is a Registered Investment Advisor (IA) with Mutual Advisors, LLC. Austin Carroll is also registered as a Securities Agent (RA) with Mutual Advisors, LLC. Austin Carroll has been in the financial services industry for over a decade, and has been affiliated with Cornerstone Retirement Group, Inc, DynCorp International and Prime Capital Investment Advisors, LLC in the past. Austin Carroll holds the Series 63, Series 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NE
09/09/2024 - Present
Mutual Advisors, LLC (OMAHA NE)
BC
Issued 03/11/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/07/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
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