Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Lis is a financial advisor with Northwestern Mutual Investment Services, LLC in Pittsburgh, Pennsylvania. Austin has been in the industry since December 4th, 2022. Austin Lis is registered to provide securities services in 13 states. Austin Lis holds the Series 63, Series 6TO, and SIE licenses. Austin Lis specializes in investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
12/05/2022 - Present
Northwestern Mutual Investment Services, LLC (PITTSBURGH PA)
BC
Issued 03/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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