Unclaimed
Austin Kazumi Kishi is a financial advisor with Russell Investments Implementation Services, LLC based in Seattle, WA. Austin has been a financial professional since 2008 and holds Series 7, 66, and SIE licenses. Austin has worked in the past at LPL Financial Corporation. Austin is currently registered in Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Execution services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of revenue/intracompany agrmts
1
2
WA
07/16/2010 - Present
Russell Investments Implementation Services, LLC (SEATTLE WA)
WA
06/27/2008 - 07/26/2010
LPL FINANCIAL CORPORATION (TUKWILA WA)
BOTH
Issued 10/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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