Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Harris is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Austin has been in the industry since 2011 and is licensed to provide investment advice in North Carolina and Texas. Prior to joining Raymond James Financial Services Advisors, Inc., Austin worked at BB&T SECURITIES, LLC and SCOTT & STRINGFELLOW, LLC. Austin specializes in providing financial planning, pension consulting, portfolio management for businesses and individuals, and educational seminars. He is a member of the Raymond James Financial Services Advisors team and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
02/03/2022 - Present
Raymond James Financial Services Advisors, Inc. (Raleigh NC)
NC
01/02/2013 - 01/29/2020
BB&T SECURITIES, LLC (RALEIGH NC)
NC
05/06/2011 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RALEIGH NC)
IA
Issued 02/24/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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