Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Van wagoner is a registered representative and investment advisor representative with Fidelity Brokerage Services LLC. Austin has been in the securities industry since October 30, 2015 and is currently registered in Florida, Massachusetts, Texas and Utah. Austin holds the Series 63, Series 66, Series 7, Series 9, Series 10 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/31/2015 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BOTH
Issued 05/30/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/02/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Austin Van wagoner is the right advisor for you? Invested Better is here to help.
