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Austin Joseph Parker

Nylife Securities LLC

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About Austin Joseph Parker

Austin Joseph Parker is a financial professional registered with Nylife Securities LLC. Austin has been in the industry since September 3, 2020 and holds a Series 63, Series 6TO, and SIE licenses. Austin is registered with the states of Massachusetts, New Jersey, and Rhode Island.

Firm Information

Austin Parker is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Austin Parker’s Registration & Firm History

MA

09/04/2020 - Present

Nylife Securities LLC (WESTBOROUGH MA)

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Licenses & Designations

BC

Issued 09/30/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/04/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/25/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Austin Joseph Parker.
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