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Austin James Vierra

Capital Client Group, Inc.

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About Austin James Vierra

Austin Vierra is an investment advisor representative registered with Capital Client Group, Inc., and has been in the securities industry since October 6, 2016. Austin holds Series 6, 7, 63, 65, 82 and SIE licenses and has a Chartered Financial Analyst designation. Austin is registered with the state of California, and is registered in 53 other states. Austin has previously worked for American Funds and Verus. Austin is a licensed investment advisor representative at Capital Client Group, Inc.

Firm Information

Austin Vierra is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Austin Vierra’s Registration & Firm History

CA

09/05/2017 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 09/05/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/03/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/18/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2017

Series 82 - Limited Representative-Private Securities Offerings

BC

Issued 10/07/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Austin James Vierra.
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