Unclaimed
Austin Vierra is an investment advisor representative registered with Capital Client Group, Inc., and has been in the securities industry since October 6, 2016. Austin holds Series 6, 7, 63, 65, 82 and SIE licenses and has a Chartered Financial Analyst designation. Austin is registered with the state of California, and is registered in 53 other states. Austin has previously worked for American Funds and Verus. Austin is a licensed investment advisor representative at Capital Client Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
09/05/2017 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
IA
Issued 09/05/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2017
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 10/07/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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