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Austin James Niven

Mutual OF Omaha Investor Services, Inc.

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About Austin James Niven

Austin Niven is a Registered Representative and Investment Advisor Representative with Mutual of Omaha Investor Services, Inc. located in Concord, CA. Austin Niven has been in the securities industry for over 2 years and has licenses Series 66, Series 6TO, Series 7TO, and SIE. Austin Niven specializes in providing financial planning and portfolio management services to individuals and businesses. Austin Niven is also a licensed Life, disability, Long Term Care Insurance agent.

Firm Information

Austin Niven is currently registered with Mutual OF Omaha Investor Services, Inc.. Mutual OF Omaha Investor Services, Inc. is a Corporation formed in September 1993, headquartered in Omaha, Nebraska. The firm offers financial planning and portfolio management for individuals and select client types such as high-net-worth individuals, corporations, charitable organizations, and pension plans. With over 700 licensed agents, investment advisor representatives, and registered representatives, the firm provides a wide range of services to its clients.
Mutual OF Omaha Investor Services, Inc.

3300 MUTUAL OF OMAHA PLAZA

OMAHA, NE 68175-1020

$15.50M

Assets Under Management

6,290

Total Clients

387

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Promoter fees and third party money manager fees

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Austin Niven’s Registration & Firm History

CA

09/04/2024 - Present

Mutual OF Omaha Investor Services, Inc. (CONCORD CA)

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Licenses & Designations

BOTH

Issued 09/03/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/31/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/30/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/12/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Austin James Niven. Review regulatory record here.
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