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Austin I Eickelbeck

Smbc Nikko Securities America, Inc.

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About Austin I Eickelbeck

Austin Eickelbeck is a registered representative with Smbc Nikko Securities America, Inc. Austin has been in the securities industry for more than 5 years. Austin is licensed to sell securities in all 50 states and the District of Columbia. Austin holds Series 7, Series 52, and Series 63 licenses.

Firm Information

Austin Eickelbeck is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Austin Eickelbeck’s Registration & Firm History

NY

07/25/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

IL

08/21/2018 - 05/03/2023

BARCLAYS CAPITAL INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/24/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

Series 52 - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Austin I Eickelbeck.
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