Unclaimed
Austin Eickelbeck is a registered representative with Smbc Nikko Securities America, Inc. Austin has been in the securities industry for more than 5 years. Austin is licensed to sell securities in all 50 states and the District of Columbia. Austin holds Series 7, Series 52, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/25/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
IL
08/21/2018 - 05/03/2023
BARCLAYS CAPITAL INC. (CHICAGO IL)
BC
Issued 08/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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