Unclaimed
Austin Henry Cox is a financial advisor currently registered with Cetera Investment Advisers LLC. Austin has been in the industry since August 2008 and is registered to provide investment advice in Colorado, Georgia, Louisiana, South Carolina and Texas. Austin is a Certified Financial Planner and has experience working with individuals, high-net-worth individuals, corporations and other businesses, charitable organizations, pension and profit sharing plans, state or municipal government entities, banking or thrift institutions, and insurance companies. Austin has previously worked for Securian Financial Services, Inc. and IMG Financial Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
08/10/2023 - Present
Cetera Investment Advisers LLC (HOUSTON TX)
TX
08/20/2008 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (HOUSTON TX)
BOTH
Issued 9/6/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/2/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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