Unclaimed
Austin Walther is an active investment advisor representative with Thrivent Investment Management Inc. Austin is registered with the state of Colorado (both as a broker and investment advisor), Illinois (both as a broker and investment advisor), North Carolina (as a broker), and Wisconsin (as a broker). Austin has been in the financial industry since 2016. Austin has also passed the Series 66, Series 7TO, and SIE exams. Austin holds a FINRA registration and is also registered with the states of Iowa and Colorado. Austin is associated with Thrivent Investment Management Inc.'s Johnston, Iowa branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
10/31/2024 - Present
Thrivent Investment Management Inc. (Johnston IA)
BOTH
Issued 03/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Austin Walther is the right advisor for you? Invested Better is here to help.