Unclaimed
Austin Grant Sweet is an investment advisor representative at Hightower Advisors, LLC. Austin Grant Sweet is licensed to provide investment advice in Washington. Austin Grant Sweet has been in the industry since 2019. Previous employment was with LPL Financial LLC and Waddell & Reed. Austin Grant Sweet holds a Series 66, Series 7TO and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
03/23/2023 - Present
Hightower Advisors, LLC (CHICAGO IL)
NV
07/21/2021 - 03/31/2023
LPL FINANCIAL LLC (RENO NV)
NV
03/12/2019 - 07/21/2021
WADDELL & REED (RENO NV)
BOTH
Issued 04/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
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