Unclaimed
Austin Lindsay is a financial advisor with Assetmark Brokerage, LLC. Austin has been in the financial services industry since September 13, 2019. Austin is registered in Arizona. Austin holds the following licenses: Series 63, Series 7 and SIE. Austin was previously employed by Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
02/22/2022 - Present
Assetmark Brokerage, LLC (Phoenix AZ)
AZ
08/28/2018 - 02/04/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 09/05/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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