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Austin Everett Lindsay

Assetmark Brokerage, LLC

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About Austin Everett Lindsay

Austin Lindsay is a financial advisor with Assetmark Brokerage, LLC. Austin has been in the financial services industry since September 13, 2019. Austin is registered in Arizona. Austin holds the following licenses: Series 63, Series 7 and SIE. Austin was previously employed by Vanguard Marketing Corporation.

Firm Information

Austin Lindsay is currently registered with Assetmark Brokerage, LLC. Assetmark Brokerage, LLC is a Limited Liability Company formed in 2013 and approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Austin Lindsay’s Registration & Firm History

AZ

02/22/2022 - Present

Assetmark Brokerage, LLC (Phoenix AZ)

AZ

08/28/2018 - 02/04/2021

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 09/05/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Austin Everett Lindsay. Review regulatory record here.
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