Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Duffield is a registered representative of Nylife Securities LLC in Bakersfield, CA. Austin has passed the SIE, Series 6TO, and Series 63 exams and has been registered as a broker-dealer in California. Austin has been active in the financial services industry for a short period of time, beginning his career in December 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
12/12/2022 - Present
Nylife Securities LLC (BAKERSFIELD CA)
BC
Issued 01/30/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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