Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Duff Basten is a financial advisor with Foreside Fund Services, LLC. Austin has been in the industry since July 6, 2005. Austin holds the Series 7, Series 24, Series 63 and SIE licenses. Austin is registered to offer securities in 52 states and is currently located at the firm's office in Forest, VA. Austin was previously registered with Unified Financial Securities, LLC, Pacific Financial Associates, Inc., Unified Financial Securities, Inc. and Yorktown Distributors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
10/03/2018 - Present
Foreside Fund Services, LLC (Forest VA)
VA
05/02/2012 - 10/05/2016
UNIFIED FINANCIAL SECURITIES, LLC (LYNCHBURG VA)
FL
09/16/2010 - 10/21/2011
PACIFIC FINANCIAL ASSOCIATES, INC. (PARKLAND FL)
IN
10/26/2009 - 03/03/2010
UNIFIED FINANCIAL SECURITIES, INC. (INDIANAPOLIS IN)
VA
07/18/2000 - 11/27/2007
YORKTOWN DISTRIBUTORS, INC. (RICHMOND VA)
BC
Issued 09/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/05/2016
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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