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Austin Dean Hout

Northwestern Mutual Investment Services, LLC

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About Austin Dean Hout

Austin Dean Hout is a financial professional with over 6 years of experience in the financial services industry. Austin Dean Hout is currently registered with Northwestern Mutual Investment Services, LLC, and has a Series 7, Series 6, Series 63, Series 24, and Series 7TO licenses. Austin Dean Hout previously worked at T. Rowe Price Investment Services, INC., where he provided financial services for over 4 years. Austin Dean Hout is licensed in 33 states, and is committed to providing quality financial advice to help individuals and families reach their financial goals.

Firm Information

Austin Hout is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Austin Hout’s Registration & Firm History

CO

04/18/2023 - Present

Northwestern Mutual Investment Services, LLC (ENGLEWOOD CO)

CO

09/06/2016 - 02/08/2021

T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)

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Licenses & Designations

BC

Issued 07/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/18/2023

Series 24 - General Securities Principal Examination

BC

Issued 04/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 04/18/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2017

Series 7 - General Securities Representative Examination

BC

Issued 09/06/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Austin Dean Hout.
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