Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Thompson is a financial advisor with 49 Financial. Austin has been in the industry since 2019. Austin is registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
07/05/2023 - Present
49 Financial (AUSTIN TX)
TX
08/01/2023 - 01/16/2024
PURSHE KAPLAN STERLING INVESTMENTS (Houston TX)
TX
06/03/2019 - 07/21/2023
EQUITABLE ADVISORS, LLC (HOUSTON TX)
BOTH
Issued 10/09/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2021
Series 24 - General Securities Principal Examination
BC
Issued 06/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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