Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Dave is an investment advisor representative with Equitable Advisors, LLC. Austin has been in the industry since 2022. Austin holds the Series 63, Series 7TO, and Series 6TO licenses. Austin is registered in Arkansas, California, New Jersey, Ohio, Pennsylvania, Rhode Island, and Texas. Austin is licensed to provide advisory services for individuals, businesses, and pension plans. Austin's firm is based in New York, NY. Equitable Advisors, LLC is a registered investment adviser with the Securities and Exchange Commission. They are a full-service financial services firm offering a variety of products and services to meet the financial needs of their clients. They have been in business for over 100 years and have a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/06/2025 - Present
Equitable Advisors, LLC (WOODBRIDGE NJ)
BC
Issued 07/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/10/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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