Unclaimed
Austin Dantema is a financial advisor who is registered in the state of Colorado and other states with Jonestrading. Austin has been in the industry since May 13, 2024, and previously worked at Empower Financial Services, Inc. Austin has earned the Series 63, Series 7, Series 6 and SIE licenses, and holds both broker-dealer and investment advisor registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/05/2024 - Present
Jonestrading (ASPEN CO)
CO
05/10/2024 - 05/31/2024
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 05/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/10/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/17/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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