Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Rogers is a financial advisor with Causeway Securities LLC located in Wheaton, IL. Austin has been in the industry since June 11, 2013, and holds the Series 7, Series 63 and Series 66 licenses. Austin's previous experience includes roles with SENTINUS-HALO SECURITIES, LLC, WILLIAM BLAIR, and CHARLES SCHWAB & CO., INC. Austin is registered with FINRA and is currently licensed to offer investment advice in 14 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/15/2023 - Present
Causeway Securities LLC (Wheaton IL)
IL
09/28/2020 - 12/22/2022
SENTINUS-HALO SECURITIES, LLC (Chicago IL)
IL
01/06/2015 - 09/22/2020
WILLIAM BLAIR (CHICAGO IL)
IL
05/15/2013 - 01/26/2015
CHARLES SCHWAB & CO., INC. (CHICAGO IL)
BOTH
Issued 04/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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