linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Austin D Chau

Epiq Capital Group, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Austin? Claim Your Profile

About Austin D Chau

Austin Chau is a financial advisor with Epiq Capital Group, LLC in San Francisco, California. Austin has been in the financial industry since 2019. Austin holds Series 7TO, SIE and Series 66 securities licenses. Austin has experience with investment advisory, portfolio management for individuals, portfolio management for businesses and portfolio management for pooled investment vehicles.

Firm Information

Austin Chau is currently registered with Epiq Capital Group, LLC. Epiq Capital Group, LLC is an investment advisor based in San Francisco, CA. The firm manages approximately $4.94 billion in assets for 896 clients. They offer a variety of investment services including portfolio management for individuals, businesses, and pooled investment vehicles. The firm also provides advisory services for the selection of other advisors.
Epiq Capital Group, LLC

1 LOMBARD ST. #200

SAN FRANCISCO, CA 94111

$4.94B

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Austin Chau’s Registration & Firm History

CA

04/21/2023 - Present

Epiq Capital Group, LLC (SAN FRANCISCO CA)

CA

10/01/2020 - 04/10/2023

LPL FINANCIAL LLC (MENLO PARK CA)

CA

04/24/2020 - 11/06/2020

EK RILEY INVESTMENTS, LLC (Menlo Park CA)

CA

03/02/2020 - 03/05/2020

EK RILEY INVESTMENTS, LLC (Menlo Park CA)

CA

03/02/2020 - 03/02/2020

MORGAN STANLEY (WALNUT CREEK CA)

Not sure if Austin D Chau is right for you?

Licenses & Designations

BOTH

Issued 05/21/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/27/2020

Series 7TO - General Securities Representative Examination

BC

Issued 01/23/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Austin D Chau.
Not sure if Austin D Chau is right for you?