Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Babb is a financial advisor with LPL Financial LLC. Austin has been in the financial services industry since July 7, 2008. Austin is registered with the state of Kentucky. Austin has passed the Series 63, Series 65, Series 7, and SIE exams. Austin has experience working with a variety of clients including individuals, businesses, and non-profit organizations. Austin also works with investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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KY
05/18/2011 - Present
LPL Financial LLC (LEXINGTON KY)
KY
06/24/2008 - 02/04/2011
MONEY CONCEPTS CAPITAL CORP (LEXINGTON KY)
IA
Issued 05/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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