Unclaimed
Austin Connery Geraghty is a financial professional with over 5 years of experience in the industry. Austin has a strong background in securities and investment services, having worked for several reputable firms, including Robinhood Financial, LLC and Charles Schwab & Co., Inc. Austin is currently registered with Mercury Investment Services LLC as a Registered Representative and is licensed in California. Austin has a comprehensive understanding of the financial markets and is dedicated to providing personalized and professional investment advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/25/2024 - Present
Mercury Investment Services LLC (SAN FRANCISCO CA)
FL
02/13/2018 - 02/03/2022
ROBINHOOD FINANCIAL, LLC (Lake Mary FL)
FL
02/13/2018 - 02/03/2022
ROBINHOOD SECURITIES, LLC (Lake Mary FL)
FL
07/16/2015 - 10/04/2016
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
BC
Issued 08/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/01/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/19/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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