Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Chung Swank is a registered representative with Cantor Fitzgerald & Co. based in San Francisco, California. Austin has been in the financial services industry since September 15, 2015. Previously, Austin worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED, PIPER JAFFRAY & CO., and FTP SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/24/2023 - Present
Cantor Fitzgerald & Co. (San Francisco CA)
CA
09/26/2018 - 11/03/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
CA
11/29/2016 - 08/13/2018
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
07/31/2015 - 11/24/2016
FTP SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 10/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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