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Austin Christopher Otterbein

Northwestern Mutual Investment Services, LLC

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About Austin Christopher Otterbein

Austin Christopher Otterbein is a financial professional associated with Northwestern Mutual Investment Services, LLC, a registered broker-dealer and investment adviser. Austin is registered with the state of Ohio. He has passed the Series 7TO, Series 63, and SIE exams. Austin is located at 950 Main Ave Ste 600 in Cleveland, Ohio.

Firm Information

Austin Otterbein is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Austin Otterbein’s Registration & Firm History

OH

12/06/2022 - Present

Northwestern Mutual Investment Services, LLC (CLEVELAND OH)

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Licenses & Designations

BC

Issued 04/05/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/06/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/17/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Austin Christopher Otterbein.
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