Unclaimed
Austin Christopher Otterbein is a financial professional associated with Northwestern Mutual Investment Services, LLC, a registered broker-dealer and investment adviser. Austin is registered with the state of Ohio. He has passed the Series 7TO, Series 63, and SIE exams. Austin is located at 950 Main Ave Ste 600 in Cleveland, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
12/06/2022 - Present
Northwestern Mutual Investment Services, LLC (CLEVELAND OH)
BC
Issued 04/05/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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