Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Charles Ward is a registered representative with Westpark Capital, Inc. in Los Angeles, California. Austin has been in the industry since 2021, and has experience working with both individuals and businesses. Austin holds the Series 7TO, Series 63, and SIE licenses. Austin is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/10/2024 - Present
Westpark Capital, Inc. (LOS ANGELES CA)
NY
11/01/2022 - 11/10/2023
JOSEPH GUNNAR & CO. LLC (NEW YORK NY)
NY
03/07/2022 - 07/22/2022
JOSEPH GUNNAR & CO. LLC (NEW YORK NY)
BC
Issued 05/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/21/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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