Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Fitzgerald is a financial advisor with over 2 years of experience in the industry. Austin has a Series 63 and 65 license as well as Series 7 and 99. Austin has previously worked with Cantor Fitzgerald & Co. and Legend Rock Financial, and is currently working with LPL Financial LLC. Austin is registered with the state of California as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/22/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
NY
02/14/2020 - 06/02/2021
CANTOR FITZGERALD & CO. (NEW YORK NY)
BC
Issued 02/28/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/11/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 02/21/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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