Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Wolters is a financial advisor at Fidelity Personal And Workplace Advisors. Austin has been in the financial industry since 2012 and has a Series 7, Series 63, Series 65, and Series 66 license. Austin specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars to clients. Austin is also registered as an Investment Advisor Representative in Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
08/11/2023 - Present
Fidelity Personal AND Workplace Advisors (FORT COLLINS CO)
CO
06/01/2020 - 10/07/2021
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
TX
01/28/2014 - 03/21/2017
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
08/03/2012 - 01/02/2014
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 06/23/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/27/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/21/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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