Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Caleb Ezell is a registered representative with Mesirow Financial Investment Management, Inc. and Mesirow Institutional Investment Management, Inc.. Austin has been in the securities industry since November 3, 2019. Austin has passed the Uniform Combined State Law Examination, the Research Analyst Exam - Part II Regulations Module, the Research Analyst Exam - Part I Analysis Module, the General Securities Representative Examination and the Securities Industry Essentials Examination. Austin holds licenses in Illinois and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
06/06/2022 - Present
Mesirow Financial Investment Management, Inc. (CHICAGO IL)
GA
07/16/2021 - 06/16/2022
JEFFERIES LLC (ATLANTA GA)
AR
11/04/2019 - 07/23/2021
STEPHENS (LITTLE ROCK AR)
BOTH
Issued 11/22/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/20/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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