Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Bauer is a registered representative with Charles Schwab & CO., Inc. and has been in the industry since April 24, 2014. Austin Bauer is licensed to offer securities advice in 25 states including Florida, California, and New York. Austin Bauer is also a registered investment advisor representative in Florida. Austin Bauer previously worked for TD AMERITRADE, INC. and SCOTTRADE, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
02/08/2022 - Present
Charles Schwab & CO., Inc. (Palm Beach Gardens FL)
FL
02/26/2018 - 07/29/2024
TD AMERITRADE, INC. (Palm Beach Gardens FL)
FL
04/25/2014 - 02/26/2018
SCOTTRADE, INC. (STUART FL)
BOTH
Issued 02/10/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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