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Austin Brockenbrough iv

Brockenbrough

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About Austin Brockenbrough iv

Austin Brockenbrough IV is an investment advisor representative with Brockenbrough. Austin has been a registered investment advisor representative since 1993. Austin has a variety of experience in the financial industry, including working with individuals, corporations, and institutional investors. Austin is a Chartered Financial Analyst (CFA) and holds Series 6, 7, 63, and 65 licenses.

Firm Information

Austin Brockenbrough iv is currently registered with Brockenbrough. Brockenbrough is an investment advisor registered with the SEC headquartered in RICHMOND, VA. They advise a variety of client types including individuals, high-net-worth individuals, investment companies, corporations, pension plans, state or municipal government entities, and charitable organizations. Their services include financial planning, portfolio management for businesses, portfolio management for individuals, portfolio management for investment companies, and portfolio management for pooled investment vehicles. They manage approximately $4.8 billion in assets.
Brockenbrough

1802 BAYBERRY CT.

RICHMOND, VA 23226-3767

$4.82B

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Austin Brockenbrough iv’s Registration & Firm History

VA

05/31/2001 - Present

Brockenbrough (RICHMOND VA)

OH

12/18/2006 - 12/08/2008

ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)

NJ

05/10/1993 - 05/31/1996

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 12/21/2006

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/14/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/15/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/07/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Austin Brockenbrough iv.
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