Unclaimed
Austin Anthony Lane is a financial advisor with Transamerica Capital, Inc. Austin is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the securities industry since June 2021. Austin holds Series 7, Series 63, and SIE licenses and is currently licensed to provide securities services in California, Colorado, Iowa, Nebraska, and South Dakota. Prior to joining Transamerica Capital, Inc., Austin was employed by FIDELITY BROKERAGE SERVICES LLC in Greenwood Village, Colorado. Austin's current office is located in Denver, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/31/2023 - Present
Transamerica Capital, Inc. (DENVER CO)
CO
07/01/2021 - 11/10/2021
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
BC
Issued 07/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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