Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Allen Routon is a financial advisor with Raymond James & Associates, Inc. in Houston, TX. Austin Allen Routon has been in the financial services industry since 1983. Prior to joining Raymond James, Austin Allen Routon worked for Morgan Keegan & Company, Inc., RBC DAIN RAUSCHER INC., UBS FINANCIAL SERVICES INC., SALOMON SMITH BARNEY INC., EVEREN SECURITIES, INC., LOVETT UNDERWOOD NEUHAUS & WEBB, INC., BOETTCHER & COMPANY, INC., LOVETT MITCHELL WEBB & GARRISON, INC., and RAUSCHER PIERCE REFSNES, INC. Austin Allen Routon is registered to offer securities and advisory services in 18 states and has passed Series 63, Series 31, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/13/2013 - Present
Raymond James & Associates, Inc. (HOUSTON TX)
TX
04/11/2006 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
NY
05/09/2005 - 04/10/2006
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NJ
07/06/1999 - 05/27/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
08/30/1993 - 07/09/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MO
09/04/1990 - 09/10/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
09/01/1988 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
NA
09/01/1987 - 09/01/1988
BOETTCHER & COMPANY, INC.
NA
10/02/1985 - 09/01/1987
LOVETT MITCHELL WEBB & GARRISON, INC.
NA
03/01/1983 - 10/25/1985
RAUSCHER PIERCE REFSNES, INC.
BC
Issued 01/14/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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