Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Graham is a registered representative with Clear Street LLC. Austin has over 30 years of experience in the securities industry. He is a Series 7, 24, 55, 9, 10, 23, 57TO, 99TO, and SIE licensed professional and holds a Series 63 license. Austin is registered in 25 states including California, Connecticut, Delaware, Florida, Illinois, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/19/2020 - Present
Clear Street LLC (NEW YORK NY)
NY
07/12/2016 - 12/26/2018
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
NY
05/28/2008 - 12/17/2015
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
07/20/1989 - 03/17/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/28/1989 - 09/20/1989
GERALD S. BERGER, INC. (HARTSDALE NY)
BC
Issued 08/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/31/2009
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 04/03/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/16/1990
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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