Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Alfred Weichbrodt is a financial advisor with over 19 years of experience in the industry. Austin has been registered with Nuveen Asset Management, LLC since April 2024. Prior to this, Austin worked at Purshe Kaplan Sterling Investments, PIMCO INVESTMENTS LLC, ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC, QUASAR DISTRIBUTORS, LLC and WELLS INVESTMENT SECURITIES,INC.. Austin is also a registered Investment Advisor representative. Austin holds FINRA Series 7, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
04/22/2024 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
TX
02/02/2023 - 09/22/2023
PURSHE KAPLAN STERLING INVESTMENTS (Dallas TX)
NY
02/14/2011 - 01/26/2023
PIMCO INVESTMENTS LLC (NEW YORK NY)
NY
03/04/2008 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
ME
11/08/2005 - 02/08/2008
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
GA
06/23/2004 - 09/19/2005
WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)
BOTH
Issued 07/31/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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