Unclaimed
Austin Alexander Born is a registered investment advisor representative with Vanguard Advisers, Inc. Austin has been in the industry since June 2019 and holds the Series 63, Series 66, Series 7, and SIE licenses. Austin is registered to offer investment advice in New Jersey, Pennsylvania, and Texas. Austin specializes in working with high-net-worth individuals, individuals other than high-net-worth, corporations, and charitable organizations. Austin is also registered to offer investment advice to pooled investment vehicles. The firm, Vanguard Advisers, Inc., is based in Malvern, Pennsylvania and offers a variety of services including financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
03/29/2021 - Present
Vanguard Advisers, Inc. (MALVERN PA)
BOTH
Issued 03/19/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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