Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austin? Claim Your ProfileAustin Wagner is a financial advisor at Northwestern Mutual Investment Services, LLC. Austin has been in the financial services industry since 2006 and has a strong track record of providing clients with personalized financial advice. Austin holds a Series 66, Series 63, Series 7, and SIE licenses and is registered to offer investment advice in multiple states across the US.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
09/27/2007 - Present
Northwestern Mutual Investment Services, LLC (LAKEWOOD CO)
CO
09/27/2006 - 09/24/2007
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
BOTH
Issued 10/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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