Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austen? Claim Your ProfileAusten Richard Karr is a financial advisor at Raymond James Financial Services Advisors, Inc. Austen has been working in the financial services industry since 2010 and is registered in Colorado and Texas. Austen is a Series 6, Series 63, and Series 65 licensed advisor. Austen specializes in retirement planning, investment management, and financial planning for individuals and businesses. In addition to being an advisor, Austen is also a real estate investor and owns several rental properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
12/15/2023 - Present
Raymond James Financial Services Advisors, Inc. (Centennial CO)
CA
08/05/2013 - 08/22/2015
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
05/24/2010 - 04/24/2013
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
IA
Issued 05/08/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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