Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Austen? Claim Your ProfileAusten Harvey is a financial advisor who has been active in the industry since January 3, 2017. Harvey is currently registered with Empower Advisory Group, LLC, and has been with the firm since August 21, 2024. Before joining Empower Advisory Group, LLC, Harvey held positions at Royal Alliance Associates, Inc., Prospera Financial Services, Inc., Scottrade, Inc., J.P. Morgan Securities LLC, and TD Ameritrade, Inc. Harvey is a Series 66, Series 63, Series 24, Series 99TO, SIE, and Series 7 licensed individual. Harvey is licensed in 46 states, including Alabama, Alaska, Arizona, and Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/21/2024 - Present
Empower Advisory Group, LLC (Parker CO)
AZ
11/03/2021 - 04/18/2023
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
TX
09/26/2018 - 10/27/2021
PROSPERA FINANCIAL SERVICES, INC. (DALLAS TX)
CO
07/06/2016 - 03/09/2018
SCOTTRADE, INC. (CENTENNIAL CO)
TX
04/22/2016 - 07/14/2016
J.P. MORGAN SECURITIES LLC (RICHARDSON TX)
TX
04/07/2015 - 03/24/2016
TD AMERITRADE, INC. (FORT WORTH TX)
TX
12/17/2013 - 03/12/2014
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 05/06/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Austen Harvey is the right advisor for you? Invested Better is here to help.
