Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aurora? Claim Your ProfileAurora Chavez is a financial professional with over 18 years of experience in the securities industry. Aurora is currently registered with HSBC Securities (USA) Inc., a firm with over $50 billion in assets under management. Aurora's previous experience includes positions at Citigroup Global Markets Inc. and Citicorp Investment Services. Aurora holds FINRA Series 6, 7, 63, and SIE licenses and is registered with the state of Florida. Aurora has a strong track record of success in providing financial advice and investment management services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
09/29/2021 - Present
Hsbc Securities (usa) Inc. (MIAMI FL)
FL
05/23/2014 - 07/26/2021
CITIGROUP GLOBAL MARKETS INC. (CORAL GABLES FL)
FL
01/07/2011 - 07/17/2012
HSBC SECURITIES (USA) INC. (MIAMI BEACH FL)
FL
05/29/2007 - 12/15/2010
CITIGROUP GLOBAL MARKETS INC. (MIAMI BEACH FL)
FL
10/06/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (MIAMI BEACH FL)
BC
Issued 02/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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