Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aurora? Claim Your ProfileAurora Carbaugh is a financial advisor with Thrivent Investment Management Inc. Aurora is a registered representative and investment advisor representative in Wisconsin and Texas, and is also registered in California. Aurora has been in the financial industry since February 24, 2009. Aurora has Series 6, 7, 63, and 66 securities licenses, and has earned the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
03/17/2016 - Present
Thrivent Investment Management Inc. (Oshkosh WI)
WI
06/04/2008 - 12/11/2014
CUNA BROKERAGE SERVICES, INC. (APPLETON WI)
CA
03/30/1999 - 10/07/1999
CAL FED INVESTMENTS (SACRAMENTO CA)
BOTH
Issued 07/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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