Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aurora? Claim Your ProfileAurora Castro velez is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Aurora Castro velez is registered with FINRA and is licensed to sell securities in 18 states. Aurora Castro velez has been in the securities industry since 2005. She has previously worked for WELLS FARGO ADVISORS, LLC, MORGAN STANLEY DW INC., and ORIENTAL FINANCIAL SERVICES CORP.. Aurora Castro velez's specializations include, among others, investment advisory services, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PR
12/07/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GUAYNABO PR)
PR
10/04/2006 - 07/20/2011
WELLS FARGO ADVISORS, LLC (GUAYNABO PR)
PR
07/05/2006 - 10/03/2006
MORGAN STANLEY DW INC. (HATO REY PR)
PR
12/21/2005 - 06/01/2006
ORIENTAL FINANCIAL SERVICES CORP. (SAN JUAN PR)
BOTH
Issued 11/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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