Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aurelio? Claim Your ProfileAurelio Lopez is a financial professional with over 9 years of experience in the industry. Aurelio is currently registered with ETC Brokerage Services, LLC in Dallas, Texas. Aurelio holds Series 7, 63, 99TO, and SIE licenses. Previously, Aurelio was registered with CHARLES SCHWAB & CO., INC., TD AMERITRADE CLEARING, INC., TD AMERITRADE, INC., and FIDELITY BROKERAGE SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/22/2024 - Present
ETC Brokerage Services, LLC (Dallas TX)
TX
01/23/2023 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
06/05/2017 - 12/20/2023
TD AMERITRADE CLEARING, INC. (Westlake TX)
TX
06/05/2017 - 12/20/2023
TD AMERITRADE, INC. (Westlake TX)
TX
08/02/2013 - 04/12/2016
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 08/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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