Unclaimed
Aurailla Gust is a financial advisor at Robert W. Baird & Co. Inc. with over 29 years of experience in the financial services industry. Aurailla is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Aurailla is a licensed investment advisor in Texas and Washington. Prior to joining Robert W. Baird & Co. Inc., Aurailla was employed by Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WA
07/14/2017 - Present
Robert W. Baird & Co. Inc. (Bellevue WA)
WA
11/09/2006 - 07/24/2017
WELLS FARGO CLEARING SERVICES, LLC (BELLEVUE WA)
WA
12/14/1999 - 11/10/2006
MORGAN STANLEY DW INC. (BELLEVUE WA)
CA
09/22/1999 - 12/16/1999
RAGEN MACKENZIE INCORPORATED (SAN FRANCISCO CA)
WA
12/21/1995 - 09/21/1999
RAGEN MACKENZIE INVESTMENT SERVICES, INC. (SEATTLE WA)
NY
02/21/1995 - 12/21/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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