Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aura? Claim Your ProfileAura Lewanna Carmi is a financial advisor with over 20 years of experience in the financial services industry. Aura has worked at several firms, including Sanders Morris Harris LLC, EF Legacy Securities, LLC and Stratos Wealth Advisors LLC, where she is currently registered. Aura has a broad range of experience in financial planning, portfolio management, and pension consulting. She is a Certified Financial Planner and holds the Series 3, 7, and 66 securities licenses. Aura provides services to a variety of clients, including individuals, corporations, trusts, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
CA
09/05/2024 - Present
Stratos Wealth Advisors LLC (WESTLAKE VILLAGE CA)
CA
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (WOODLAND HILLS CA)
CA
01/10/2012 - 04/22/2016
SANDERS MORRIS HARRIS LLC (WOODLAND HILLS CA)
CA
04/29/2008 - 01/09/2012
SECURITIES AMERICA, INC. (MALIBU CA)
CA
11/19/2007 - 04/21/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEWBURY PARK CA)
NJ
06/17/1994 - 10/07/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
10/11/1990 - 07/05/1994
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 03/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/24/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
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