Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aunrie? Claim Your ProfileAunrie Joseph Dash is a financial professional with over 28 years of experience in the industry. Aunrie is currently registered with RBC Capital Markets, LLC, based in New York, NY. Prior to that, Aunrie was affiliated with CREDIT SUISSE SECURITIES (USA) LLC, UBS SECURITIES LLC and MORGAN STANLEY & CO., INCORPORATED. Aunrie holds several licenses and certifications, including Series 3, 4, 7, 9, 10, 55, 57TO, 63, and SIE. Aunrie has extensive experience in providing financial services to a wide range of clients, including individuals, corporations, charitable organizations, pension and profit-sharing plans, insurance companies, and pooled investment vehicles. Aunrie specializes in public and private employee benefit plans, endowment funds, foundations, family trusts, and various capital/operating funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/10/2023 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
08/27/2007 - 07/24/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
07/15/2005 - 08/02/2007
UBS SECURITIES LLC (STAMFORD CT)
NY
05/08/1995 - 06/14/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 10/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/24/2004
Series 4 - Registered Options Principal Examination
BC
Issued 05/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/30/1995
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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