Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Augustus? Claim Your ProfileAugustus Roscoe Thompson is a financial advisor with over 30 years of experience in the financial services industry. Augustus is currently registered with Cetera Investment Advisers LLC and has been with the firm since January 2015. Augustus has previously worked with Lincoln Investment, Great American Advisors, Inc., IFG Network Securities, Inc., Comprehensive Financial Services, Inc., and Mutual Service Corporation. Augustus holds Series 6, 7, 22, and 63 licenses and has a designation as a Certified Financial Planner. Augustus Roscoe Thompson specializes in providing financial planning, portfolio management, and educational seminars to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/08/2015 - Present
Cetera Investment Advisers LLC (DURHAM NC)
NC
08/02/2010 - 01/06/2015
LINCOLN INVESTMENT (DURHAM NC)
NC
01/17/1997 - 08/02/2010
GREAT AMERICAN ADVISORS, INC. (DURHAM NC)
GA
01/01/1996 - 12/31/1996
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
01/03/1990 - 01/01/1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
MA
11/18/1986 - 12/31/1989
MUTUAL SERVICE CORPORATION (BOSTON MA)
BC
Issued 08/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/01/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/27/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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