Unclaimed
Augustus Edward Stanzione is a registered representative with Guggenheim Securities, LLC, a broker-dealer with a FINRA CRD number of 49107. Augustus Edward Stanzione is currently registered with FINRA as an active representative. Augustus Edward Stanzione has been in the securities industry since December 3, 2017, and has passed the Securities Industry Essentials Examination (SIE) and the Series 99 exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/04/2017 - Present
Guggenheim Securities, LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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