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Augustus Edward Stanzione

Guggenheim Securities, LLC

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About Augustus Edward Stanzione

Augustus Edward Stanzione is a registered representative with Guggenheim Securities, LLC, a broker-dealer with a FINRA CRD number of 49107. Augustus Edward Stanzione is currently registered with FINRA as an active representative. Augustus Edward Stanzione has been in the securities industry since December 3, 2017, and has passed the Securities Industry Essentials Examination (SIE) and the Series 99 exam.

Firm Information

Augustus Stanzione is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Augustus Stanzione’s Registration & Firm History

NY

12/04/2017 - Present

Guggenheim Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Augustus Edward Stanzione.
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